Section 16 – Quorum Private Wealth

Section 16 What are 10b5-1 plans?

October 27, 2025

If you are in possession of material non-public information about a stock, the SEC’s Rule 10b5-1 allows you to plan trades in advance so that you can sell shares without

If you are in possession of material non-public information about a stock, you can still sell shares… as long as you follow a few key rules.

What is Section 16, and does it apply to me?

October 27, 2025

Section 16 refers to the 16th section of the Securities and Exchange Act. It requires that certain company insiders—executives, board members, certain key employees, investors owning more than 10%—file paperwork

Section 16 let’s regulators monitor trades by key company employees; it doesn’t apply to everyone, but if you’re subject to it, it’s critical you follow the rules.