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What is Rule 144?

Rule 144 limits the amount of stock an individual can sell. It generally applies to affiliates of a publicly traded company—officers, board members, large shareholders, or people who may have

If you’re high up in a company, or own a significant amount of shares, you may face limitations on the number of shares you can sell. Here’s what you need to know.

What are 10b5-1 plans?

If you are in possession of material non-public information about a stock, the SEC’s Rule 10b5-1 allows you to plan trades in advance so that you can sell shares without

If you are in possession of material non-public information about a stock, you can still sell shares… as long as you follow a few key rules.

October 2025 market update

After a pause in interest rate cuts since the last cut at the December 2024 FOMC meeting, the Federal Reserve finally reduced rates by 25 basis points at the September

The Federal Reserve finally cut rates by 0.25%, the first rate cut of the year. Now, investors wait to hear whether more can be expected.

September 2025 market update

An extremely low jobs report for August, released in the first week of September, focused all attention on the jobs market. The real shock wasn’t the low number of jobs

Jobs are THE focus following August’s worst-than-expected jobs report and revisions that show the economy actually lost jobs this summer.

Do independent wealth adviors have an edge on big firms?

Mike Barry explains what went into the founding partner’s decision to break away from the large Wall Street firm where they built their careers.